At the end of March of this year the Financial Conduct Authority (FCA) issued a Decision Notice, withdrawing approval of independent financial advisor, and sole …
According to a consultation paper published by the Financial Conduct Authority (FCA) on 02 March 2021, there’s a new proposal for the regulation of the …
Robert Quinn Consulting (RQC), a market-leading provider of compliance consulting, regulatory hosting and online training, and Vero Screening, the UK’s largest independent employment screening company, …
From 9th December 2019, the Senior Managers and Certification Regime (SMCR) will apply to ALL firms who are authorised under the Financial Services and Markets …
25th May 2019 marked the one-year anniversary of the implementation of the General Data Protection Regulation and GDPR compliance continues to be a key priority …
Under the General Data Protection Regulations (GDPR) individuals are entitled to a copy of the personal data which an organisation holds about them. Anyone has …
What is the IDD? The Insurance Distribution Directive (IDD) replaced the Insurance Mediation Directive (IMD) from 1st October 2018 and primarily affects those that distribute …